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  • Title 31. Insurance and Securities.
  • Chapter 56. Securities.
  • Subchapter II. Broker-Dealers, Agents, Investment Advisers and Investment Adviser Representatives.
  • § 31–5602.11. Continuing education.
Code of the District of Columbia

§ 31–5602.11. Continuing education.

The Commissioner may, by rule or order, establish continuing education requirements for investment adviser representatives.

(Oct. 26, 2000, D.C. Law 13-203, § 211; as added June 25, 2002, D.C. Law 14-150, § 2(d), 49 DCR 4238.)

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§ 31–5602.10. Limited registration of Canadian broker-dealers and agents.
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Subchapter III. Registration of Securities.
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