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  • Code of the District of Columbia
  • Title 31. Insurance and Securities.
  • Chapter 56. Securities.
  • Subchapter III. Registration of Securities.
Code of the District of Columbia

Subchapter III. Registration of Securities.

  • § 31–5603.01. Registration requirement.
  • § 31–5603.02. Registration by notification.
  • § 31–5603.03. Registration by coordination.
  • § 31–5603.04. Registration by qualification.
  • § 31–5603.05. Offer and sale of an indefinite amount of securities.
  • § 31–5603.06. Provisions applicable to registration generally.
  • § 31–5603.07. Denial, suspension, and revocation of registration.
  • § 31–5603.08. Federal covered securities.
  • § 31–5603.09. Withdrawal and abandonment.
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Subchapter II. Broker-Dealers, Agents, Investment Advisers and Investment Adviser Representatives.
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Subchapter IV. Exemption from Registration.
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